Tax Experts

Glen Bover

Vice President, Tax Services

Justin Hopkins

Strategic Project Manager

Featured Insight

Phase III of Cost Basis Reporting: Debt Instruments, Options and other Complex Instruments - Are you compliant for debt?

Important Dates

FATCA effective date: July 1, 2014

Earliest effective date for foreign pass thru payments withholding: January 1, 2017

Commence withholding on payments of gross proceeds of U.S. securities paid to certain recipients: January 1, 2017

Upcoming Events

SIFMA CAS Tax Seminar:
September 19, 2014

SIFMA FATCA Policy Symposium: October 6-7, 2014

Convey C2 Summit:
October 27 - 29, 2014

11th Automatic Exchange of Information Congress: November 5-6, 2014

CBIT 45th Annual Fall Tax Day: November 20, 2014

Cost Basis Reporting

The U.S. Treasury Department and IRS released the final regulations (Phase III) for cost basis reporting of debt instruments and options on April 18, 2013. Check out the following resources to learn more and gain a better understanding of what's required to comply and navigate through the final phase.


The Foreign Account Tax Compliance Act (FATCA) is intended to provide the IRS with increased ability to detect U.S. tax evaders who maintain foreign accounts and investments either directly or indirectly through ownership of foreign entities. Review the following resources to identify the challenges and solutions necessary for compliance.

Regulatory News

Relevant tax reporting news for broker dealers from the IRS.