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Turn Compliance Challenges into Competitive Advantages
Welcome to the Resource Center for the DOL Fiduciary Rule. This page features tools and solutions you can use to comply with the new fiduciary ruling.
Whether you require a full-service capability or “a la carte” services, flexible DOL Fiduciary Solutions deliver consistency and efficiency across the DOL investor lifecycle:
Fiduciary Solutions for Validating Advisor Recommendations
Customer and Regulatory Communication Solutions
Compliance, Commission and Level Compensation Solutions
Please contact us for a personalized consultation.
Fiduciary Solutions for Success
Regardless of what the new administration may or may not do to the Department of Labor Conflict of Interest rule, trends indicate that many key aspects of the fiduciary standard are set to prevail.
Webinar: Make Fiduciary Rule Communications a Marketing Touch Point Replay Here
Validating Advisor Recommendations
Video: Simplify Fiduciary Standards with FundPOINT Watch Video
Article: Putting a Bell on the DOL Rule
Download Now
Guide: Automate Rollover, Suitability and Portfolio Recommendations
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White Paper: Better Equip Advisors for Fiduciary Standards
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Compliance, Commission and Level Compensation Solutions
Proactively Solving for the DOL’s Levelized Compensation Requirement Download Now
Overview: Eight Strategies to Tackle Advisor Compensation Download Now
Drive Visibility and Profitability Through Automated Revenue and Expense management Download Now
Map a Plan to Master DOL Compliance Now
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Webinar: Fiduciary Commissions and Compensation
Replay here
Turn "best interests" into a competitive advantage
Want to ensure transparency, reduce risk and strengthen investor relations? View our 2-minute video on how to get the right data and automate workflows. WATCH NOW.